Posted on August 11, 2012


“That which we call a rose by any other name would smell as sweet." ~Romeo and Juliet (II, ii, 1-2)

This does not always hold true when it comes to choosing a financial advisor. The fact of the matter is that the purveyors of financial advice operate under a variety of business models and are often held to different standards. Do you know the difference between a broker and an investment advisor? McCarthy Asset Management chose to do business as a Registered Investment Advisor (RIA) because we believe this is the model that aligns the closest with our clients’ interests and minimizes the potential conflict of interests

Read this article to learn about the important distinctions of Registered Investment Advisor ( RIA) model.